FINRA Fingerprinting

FINRA-compliant electronic fingerprinting for securities professionals.

$120 per applicant
See all pricing
We come to you FINRA Fingerprinting is available as mobile service — at your home, office, or job site.
How mobile works
(857) 504-1083

Overview

Financial professionals registering with FINRA must submit fingerprints as part of the licensing and registration process. We provide electronic FINRA fingerprinting and make sure your submission is formatted correctly the first time.

Ideal for broker-dealers, investment advisors, and financial firms onboarding new hires — including on-site service for teams.

FINRA Fingerprinting in Greater Boston

Who Needs FINRA Fingerprinting?

  • Registered representatives joining a broker-dealer
  • Investment adviser representatives
  • New hires at FINRA-member firms
  • Securities professionals filing Form U4
  • Financial advisors changing firms
  • Compliance teams onboarding registered staff

Benefits

Industry Familiar

We routinely handle fingerprinting for securities and financial-industry registration.

Convenient Locations

Book at our Seaport or Somerville offices, or request mobile service at your firm.

Careful Rolling

Clean, complete prints reduce the chance of a rejection that could delay your registration.

Free Re-Roll

If your prints come back rejected within 30 days, we re-roll them at no cost.

Frequently Asked Questions

FINRA requires fingerprint-based background checks for individuals registering in the securities industry, such as broker-dealer representatives and associated persons. Prints are typically submitted in connection with the Form U4 registration.

Submission is usually coordinated through your member firm and FINRA's processing system. We capture your fingerprints electronically or on a card, and your firm or its provider handles the submission.

Yes. We offer mobile fingerprinting throughout Massachusetts, which is convenient for firms onboarding multiple new hires at once. Call (857) 504-1083 to arrange it.

The fingerprinting appointment generally takes about 15 minutes. Registration and review timelines are set by FINRA and your firm.

Bring a valid government-issued photo ID and any reference or tracking information your firm provided for the submission.

Rejections happen occasionally with any provider. Within 30 days we will re-roll your prints for free under our guarantee.

Ready to book FINRA Fingerprinting?

Schedule online in seconds, or call us with any questions.

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